What you should expect as a new client of Parker Financial, LLC:
SCOPE OF ENGAGEMENT LETTER All new clients approve and sign a scope of engagement letter before the engagement begins that outlines:
Specific Parties to the Engagement, Assurance of Confidentiality, Scope of Engagement Services, Assumptions Used, Conflicts of Interest, Compensation Arrangements with Respect to the Engagement, Client Responsibilities, Planner Responsibilities, Tenure and Time-frame of the Engagement.
new clients approve and sign either a Financial Planning Agreement or
an Investment Management Agreement before the engagement begins.
For Client who choose Investment Management Services
New clients will review and approve an initial portfolio design. Our investment philosophy is to design an efficient portfolio by implementing a asset allocation strategy and diversifying investment styles within asset classes based upon the clients financial goals and objectives, time horizon and tolerance for risk.
Custody of Assets
clients will review and sign
new account application and forms for custodian services before the
engagement begins. Parker Financial, LLC has full
power and discretion to select custodian for the account. We have
selected Schwab Institutional a division of Charles
Schwab & Co., Inc.; a non-affiliated third party who is one of the most experienced custodians in the business.
Schwab Signature Services(r)
New clients who custody at Schwab Institutional receive dedicated phone support plus secure online access to a web site, which is a service designed to complement your relationship with us. If you have questions, contact us toll-free at 866-681-(PLAN) 7526 or call Schwab Signature Alliance at 800-515-2157.
Parker Financial, LLC helps clients plan well to live well!
Call Today, Toll-Free: 1-866-681-PLAN (7526)
Disclaimer: Investment advisory services are offered through Parker Financial, LLC, a women owned independent fee only registered investment advisory firm in the state of Maryland. Custodian services are offered through Schwab Institutional a division of Charles Schwab & Co., Inc.; a non affiliated third-party. The information provided here is for general informational purposes only and should not be considered an individualized recommendation or personalized investment advice. Any investments and strategies mentioned here may not be suitable for everyone. While every attempt is made to provide accurate information, we cannot guarantee the accuracy and completeness of this content. We do not provide legal or tax advice. Before implementing any strategy, please consult your accountant, legal counsel and/or other professional adviser. (2/6/2017).