You, Schwab, and Parker Financial, LLC
Schwab Techonology and Service Support
- Industry-leading technology
- Dedicated support teams
- Long-term financial health
- Strict privacy and security standards
Sustainable Investing
Sustainable Investment Principles
- Develop a sustainable goals-based financial plan,
- Structure for optimal tax efficiency,
- Own equity and debt securities traded in the capital market, including low-cost sustainably-focused exchange traded funds (ETFs) and green bonds,
- Identify securities for a portfolio based upon best-in-class (postive), exclusionary (negative), and ESG integration screenings and/or thematic investing, and
- implement, monitor, rebalance and adjust the sustainable plan as needed.
Investment and Retirement Accounts
Investment Advisory Eligible Accounts
- Investment account - individual, custodial, trust, or business,
- Self-employed 401(k) plan, sometimes refered to as individual 401(k), one-particpants 401(k), or solo 401(k),
- IRA-based account - rollover, Roth, inherited, SIMPLE, or SEP,
- Donor advised fund, and
- Coverdell education savings account.
Fee-Only Compensation Model
Quarterly Management Fees
- On-going asset-based management fees will be billed at the end of each quarter, based on the value of the cash and investments in your account,
- The annual fee percentage can range from .5 to 1 percent,
- Investment advisory service is generally recommended for those who have at least $250,000 of investable assets, and
- RIA's Form ADV, Part 2 is available upon request.