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Investment Advisory

You, Schwab, and Parker Financial, LLC

Selecting an independent Registered Investment Adviser (RIA,) like Parker Financial, LLC is a significant decision. And choosing the right brokerage firm to custody your assets is an important decision too. Schwab Client Learning Center is designed to help you use tools and understand how Schwab and an indedpendent advisor work together to serve you. Charles Schwab is not owned, affiliated with, or supervised by Parker Financial, LLC.
Schwab Techonology and Service Support
  • Industry-leading technology
  • Dedicated support teams
  • Long-term financial health
  • Strict privacy and security standards

Sustainable Investing

She will use portfolio construction principles for socially, responsible, impact (SRI) investing and the Modern Portfolio Theory (MPT) framework for asset allocation and efficient diversification to optimize expected return based on a given level of market risk.
Sustainable Investment Principles
  • Develop a sustainable goals-based financial plan,
  • Structure for optimal tax efficiency,
  • Own equity and debt securities traded in the capital market, including low-cost sustainably-focused exchange traded funds (ETFs) and green bonds,
  • Identify securities for a portfolio based upon best-in-class (postive), exclusionary (negative), and ESG integration screenings and/or thematic investing, and
  • implement, monitor, rebalance and adjust the sustainable plan as needed.

Investment and Retirement Accounts

Investment Advisory Eligible Accounts
  • Investment account - individual, custodial, trust, or business,
  • Self-employed 401(k) plan, sometimes refered to as individual 401(k), one-particpants 401(k), or solo 401(k),
  • IRA-based account - rollover, Roth, inherited, SIMPLE, or SEP,
  • Donor advised fund, and
  • Coverdell education savings account.

Fee-Only Compensation Model

It is easy to get started with opening an account at Schwab and by granting authority for her to act as your advisor to place trades, make disbursements and pay management fees.
Quarterly Management Fees
  • On-going asset-based management fees will be billed at the end of each quarter, based on the value of the cash and investments in your account,
  • The annual fee percentage can range from .5 to 1 percent,
  • Investment advisory service is generally recommended for those who have at least $250,000 of investable assets, and
  • RIA's Form ADV, Part 2 is available upon request.

Looking for independent advisor?

Christine can customize a personalized sustainable investment strategy.
Request An Appointment